transcript   Transcript

Late-Stage and Pre-IPO Private Placements

Recorded on: May. 24, 2017
Running Time: 00:46:36

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2017 recorded May, 2017 in New York.

Late-Stage and Pre-IPO Private Placements [00:46:36]
  • Understanding the late-stage private placement market
  • Typical diligence and offering disclosures or other available information
  • Documentation issues
  • Placements made to strategic investors
  • Placements involving secondary shares
  • Structuring secondary share sales and company or third party tender offers
  • SEC concerns regarding pre-IPO private placements

Sophia Hudson, Bradley A. Jacobson, Annemarie Tierney

The purchase price of this segment includes the following article from the Course Handbook available online:

  • A New Exemption for Resale of Restricted Securities under the U.S. Securities Act of 1933 (March 2017)
    Sophia Hudson
  • Crossover Investors: Issues in Late-Stage and Pre-IPO Private Placements
    Bradley A. Jacobson
  • U.S. Late Stage Financings
    Anna T. Pinedo

Presentation Material

  • Issues in Late-Stage and Pre-IPO Private Placements
    Sophia Hudson, Bradley A. Jacobson, Annemarie Tierney
Sophia Hudson ~ Davis Polk & Wardwell LLP
Bradley A Jacobson ~ Greenberg Traurig, LLP
Annemarie Tierney ~ Vice President, Head of Strategy and New Markets, Nasdaq Private Market
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