FacultyFaculty/Author Profile
Kristin A. Snyder

Kristin A. Snyder

U.S. Securities and Exchange Commission
Co-National Associate Director, Investment Adviser/Investment Company Examination Program (IA/IC), Office of Compliance Inspections and Examinations
San Francisco, CA, USA


Kristin A. Snyder is the Co-National Associate Director of the Investment Adviser/Investment Company examination program in the SEC’s Office of Compliance Inspections and Examinations (OCIE). In this role, Ms. Snyder oversees more than 520 lawyers, accountants, and examiners responsible for inspections of SEC registered investment advisers and investment companies. Ms. Snyder also serves as the Associate Regional Director for Examinations in the SEC’s San Francisco Regional Office, where she leads the examinations program. In her position as Associate Regional Director for Examinations, Ms. Snyder leads a staff of approximately 50 accountants, examiners, attorneys and support staff responsible for the examination of broker-dealers, investment companies, investment advisers, and transfer agents across Northern California and the Pacific Northwest. Ms. Snyder has worked at the SEC for the past fourteen years, and previously served as a Branch Chief and a Senior Counsel in the San Francisco office’s enforcement program. Prior to joining the SEC staff, Ms. Snyder practiced with Sidley Austin Brown & Wood LLP in San Francisco. She earned her law degree from the University of California Hastings College of the Law, and received her bachelor’s degree from the University of California at Davis.
Kristin A. Snyder is associated with the following items:
Web Segment  Web Segment Compliance Inspections and Examinations - The SEC Speaks in 2018, Tuesday, February 27, 2018
MP3 Audio  MP3 Audio Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
Transcripts  Transcripts Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
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