FacultyFaculty/Author Profile
Kenneth J. Berman

Kenneth J. Berman

Debevoise & Plimpton LLP

Washington, DC, USA


Kenneth J. Berman is a partner with Debevoise & Plimpton LLP, and a member of the firm’s Investment Management and Financial Institutions Groups. His practice focuses on investment management regulatory issues and related corporate and securities law matters. Prior to joining Debevoise, Ken was Associate Director of the SEC’s Division of Investment Management. He is a member of the American Bar Association (Subcommittee on Investment Companies and Investment Advisers, Subcommittee on Private Investment Entities), the District of Columbia Bar and the New York City Bar Association (Investment Management Regulation Committee). Ken was the co-editor of International Survey of Investment Adviser Regulation (3rd ed.).  He is an adjunct professor of law in Georgetown University’s LLM program.  He received his J.D. from the University of Chicago Law School, where he was a member of the Law Review; he received his B.A. from Dickinson College.
Kenneth J. Berman is associated with the following items:
CHB Chapters  CHB Chapters Registration Under the Investment Advisers Act of 1940: Who Is an Investment Adviser? (April 28, 2017) - Fundamentals of Investment Adviser Regulation 2017, Tuesday, June 27, 2017
Kenneth J. Berman, Gregory T. Larkin and Julie Baine Stem, Norma Angelica Freeland, Registration under The Investment Advisers Act of 1940: Who Is an Investment Adviser? (June 25, 2018) - Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018
Treatise Chapters  Treatise Chapters Investment Management M&A - Insurance and Investment Management M&A Deskbook, Wednesday, February 07, 2018
Soft Dollars and Other Means of Obtaining Business - Broker-Dealer Regulation (Second Edition), Tuesday, May 22, 2018
Investment Management M&A - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Friday, June 22, 2018
Soft Dollars - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Friday, June 22, 2018
Investment Management M&A - Mutual Funds and Exchange Traded Funds Regulation (Third Edition), Sunday, July 15, 2018
Web Segment  Web Segment Who is an Investment Adviser; Regulatory Jurisdiction - Fundamentals of Investment Adviser Regulation 2018, Wednesday, June 27, 2018
MP3 Audio  MP3 Audio Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
Transcripts  Transcripts Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2018, Monday, July 02, 2018, New York, NY
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