FacultyFaculty/Author Profile

Ken C. Joseph

U.S. Securities and Exchange Commission

New York, NY, USA


Mr. Joseph is Head of Investment Adviser/Investment Company Examination Program in the New York Regional Office.  Mr. Joseph previously served as Associate Director in charge of the U.S. Securities and Exchange Commission’s Investment Adviser/Investment Company Examination Program in the New York Regional Office.  Mr. Joseph joined the Office of Compliance Inspections and Examinations (OCIE) in July 2012, after almost sixteen years with the SEC’s Division of Enforcement, serving most recently as an Assistant Director in the Asset Management Unit.

Mr. Joseph earned his B.S., M.B.A., and post-graduate degrees from St. John’s University, New York, and his J.D. from the University of North Carolina at Chapel Hill School of Law.

Ken C. Joseph is associated with the following items:
Live Seminar  Live Seminar Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
Live Webcast  Live Webcast Hedge and Private Fund Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New Brunswick , NJ
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Mechanicsburg, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Indianapolis, IN
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Atlanta, GA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Philadelphia, PA
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