FacultyFaculty/Author Profile

Ken C. Joseph

U.S. Securities and Exchange Commission

New York, NY, USA


Mr. Joseph is Head of Investment Adviser/Investment Company Examination Program in the New York Regional Office.  Mr. Joseph previously served as Associate Director in charge of the U.S. Securities and Exchange Commission’s Investment Adviser/Investment Company Examination Program in the New York Regional Office.  Mr. Joseph joined the Office of Compliance Inspections and Examinations (OCIE) in July 2012, after almost sixteen years with the SEC’s Division of Enforcement, serving most recently as an Assistant Director in the Asset Management Unit.

Mr. Joseph earned his B.S., M.B.A., and post-graduate degrees from St. John’s University, New York, and his J.D. from the University of North Carolina at Chapel Hill School of Law.

Ken C. Joseph is associated with the following items:
Web Segment  Web Segment SEC Inspections and Examinations of Private Hedge and Equity Funds - Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Tuesday, December 05, 2017
MP3 Audio  MP3 Audio SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Tuesday, December 05, 2017
Transcripts  Transcripts SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Tuesday, December 05, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Tuesday, December 05, 2017
On-Demand Web Programs  On-Demand Web Programs Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, December 07, 2017, New York, NY
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