FacultyFaculty/Author Profile
Keith E. Cassidy

Keith E. Cassidy

U.S. Securities and Exchange Commission
Associate Director, Technology Controls Program (TCP), Office of Compliance Inspections and Examinations
Washington, DC, USA


Keith Cassidy is an Associate Director in the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) and the National Technology Controls Program (TCP) Director. In this role, Mr. Cassidy oversees a staff of technologists and attorneys responsible for conducting examinations of entities subject to Regulation Systems Compliance and Integrity (SCI). His staff also administers the SEC’s CyberWatch program, which is the primary intake point for information filed under Regulation SCI. 

Before joining OCIE, Mr. Cassidy was the Director of the SEC’s Office of Legislative and Intergovernmental Affairs, where he worked directly for three separate Chairmen. Before coming to the Commission in 2010, Mr. Cassidy was Chief of Staff and Counsel at the Department of Justice’s Office of Legislative Affairs. Prior to his time at the Department of Justice, Mr. Cassidy worked in the United States Senate as a legislative assistant. 

He received his law degree from the George Washington University Law School and his LL.M. in Securities and Financial Regulation from Georgetown Law Center. He holds a bachelor’s degree in History from the University of Virginia. 

Mr. Cassidy is also an Infantry Officer in the U.S. Marine Corps Reserve, where he serves as the Commanding Officer of B Company, 4th Reconnaissance Battalion, and has earned numerous awards.
Keith E. Cassidy is associated with the following items:
Web Segment  Web Segment Compliance Inspections and Examinations - The SEC Speaks in 2018, Tuesday, February 27, 2018
MP3 Audio  MP3 Audio Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.