FacultyFaculty/Author Profile

Katherine M. Bayer

FINRA Dispute Resolution
Regional Director - Northeast Office
New York, NY, USA


Katherine Bayer is the Regional Director of FINRA Dispute Resolution's Northeast regional office. She is responsible for the administration and supervision of the regional office, which encompasses hearing locations in twelve cities throughout the Northeast. Ms. Bayer joined FINRA, then NASD, in 1994 as a Staff Attorney and she served as the Deputy Regional Director from 2003 until she became the Regional Director in 2008. She is a graduate of Stony Brook University and St. John's University School of Law, and she is admitted to the New York Bar.
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