FacultyFaculty/Author Profile

Justin M. Kletter

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Associate General Counsel & Director, Global Equities Legal
New York, NY, USA


Justin M. Kletter is an Associate General Counsel in the Equities Legal Department at Bank of America Merrill Lynch.  Mr. Kletter is responsible for the in-house legal coverage of Shares Trading, Derivatives Trading, Operations, Clearing, Designated Market Maker activities and the Corporate Re-Organization department.  Prior to joining Bank of America Merrill Lynch in 2005, Justin was a Senior Attorney in the Financial Industry Regulatory Authority’s (FINRA) American Stock Exchange Enforcement Department where he handled matters regarding best execution, trade reporting, short sales, insider trading, fraud, order handling and other rule violations.  Prior to that, Justin was a Principal Analyst in the New York Stock Exchange Division of Market Surveillance.  Mr. Kletter received his B.A. in Economics from the State University of New York at Albany and his J.D. from Brooklyn Law School.
Justin M. Kletter is associated with the following items:
Web Segment  Web Segment Examinations and Rulemaking Developments: Broker/Dealer Regulatory Update - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
MP3 Audio  MP3 Audio Examinations and Rulemaking Developments: Broker/Dealer Regulatory Update - Examinations and Rulemaking Developments: Broker/Dealer Regulatory Update, Tuesday, October 17, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Examinations and Rulemaking Developments: Broker/Dealer Regulatory Update - Examinations and Rulemaking Developments: Broker/Dealer Regulatory Update, Tuesday, October 17, 2017
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2017, Wednesday, October 18, 2017, New York, NY
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