FacultyFaculty/Author Profile

Justin M. Kletter

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Associate General Counsel & Director, Global Equities Legal
New York, NY, USA


Justin M. Kletter is an Associate General Counsel in the Equities Legal Department at Bank of America Merrill Lynch.  Mr. Kletter is responsible for the in-house legal coverage of Shares Trading, Derivatives Trading, Operations, Clearing, Designated Market Maker activities and the Corporate Re-Organization department.  Prior to joining Bank of America Merrill Lynch in 2005, Justin was a Senior Attorney in the Financial Industry Regulatory Authority’s (FINRA) American Stock Exchange Enforcement Department where he handled matters regarding best execution, trade reporting, short sales, insider trading, fraud, order handling and other rule violations.  Prior to that, Justin was a Principal Analyst in the New York Stock Exchange Division of Market Surveillance.  Mr. Kletter received his B.A. in Economics from the State University of New York at Albany and his J.D. from Brooklyn Law School.
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