transcript   Transcript

Judicial and Legislative Developments

Recorded on: Feb. 27, 2018
Running Time: 01:08:45

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Recorded February 23 - 24, 2018 in Washington
Judicial and Legislative Developments [01:08:45]
  • Judicial and Legislative Developments
  • Liability for disclosure violations
  • Appointments Clause challenges
  • Whistleblower retaliation protection
  • Tipping liability for insider trading
  • Statute of limitations for disgorgement
(CFE Field of Study: Fraud)

Speakers:  Office of the General Counsel
Robert B. Stebbins, General Counsel
Michael A. Conley, Solicitor
Dominick V. Freda, Assistant General Counsel
Jeffrey A. Berger, Senior Litigation Counsel
David D. Lisitza, Senior Litigation Counsel
Stephen G. Yoder, Senior Litigation Counsel
Sarah R. Prins, Senior Counsel
Rachel M. McKenzie, Senior Counsel
Dina B. Mishra, Attorney
Commentators:
Hon. Roberta S. Karmel
Hon. Annette L. Nazareth


The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Judicial Developments
  • 2017 in Review: Opinions and Selected Orders Issued by the Securities and Exchange Commission (December 27, 2017)
    Benjamin L. Schiffrin, Kermit B. Kennedy, J.R. Ambrose, Joan Sedgwick-Sullivan
(s)
Jeffrey A. Berger ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Michael A. Conley ~ Solicitor, Office of the General Counsel, U.S. Securities and Exchange Commission
Dominick V. Freda ~ Assistant General Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Hon. Roberta S. Karmel ~ Centennial Professor of Law and Co-Director, Dennis J. Block Center for the Study of International Business Law, Brooklyn Law School
David D. Lisitza ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Rachel M. McKenzie ~ Senior Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Dina B. Mishra ~ Attorney, Office of the General Counsel, U.S. Securities and Exchange Commission
Hon. Annette L. Nazareth ~ Davis Polk & Wardwell LLP
Sarah R. Prins ~ Senior Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Robert B. Stebbins ~ General Counsel, Office of the General Counsel, U.S. Securites and Exchange Commission
Stephen G. Yoder ~ Senior Litigation Counsel, Office of the General Counsel, U.S. Securities and Exchange Commission
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.