FacultyFaculty/Author Profile

Juanita B. Hamlett

U.S. Securities and Exchange Commission
Senior Accountant, Office of Risk Analysis and Surveillance, Office of Compliance Inspections and Examinations
Washington, DC, USA


Juanita Hamlett is a Senior Accountant with the Securities and Exchange Commission’s Office of Compliance Inspections & Examinations. After a few years in the insurance industry, she began her career at the SEC 19 years ago, and was a Branch Chief in the broker-dealer examination program, supervising examinations for many of those years. Currently, she works in the Risk Analysis and Surveillance Unit, performing risk assessment, data analysis, and surveillance functions in support of the examination program.
Juanita B. Hamlett is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.