FacultyFaculty/Author Profile

Joshua Beale

U.S. Commodity Futures Trading Commission
Associate Director, Division of Swap Dealer and Intermediary Oversight
Washington, DC, USA


Josh Beale is an Associate Director in the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission.  Josh’s primary responsibilities include capital, margin, segregation, and financial reporting requirements for futures commission merchants, swap dealers, major swap participants, and introducing brokers.

Josh joined the Commission in 2012 and has worked on several intermediary and self-regulatory organization compliance matters, including the proposed swap dealer and major swap participant capital and financial reporting rule.  Josh spent several years in public and internal accounting prior to joining the Commission.
Joshua Beale is associated with the following items:
Web Segment  Web Segment Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Advanced Swaps & Other Derivatives 2018, Thursday, October 25, 2018
Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Advanced Swaps & Other Derivatives 2018, Thursday, October 25, 2018
MP3 Audio  MP3 Audio Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital, Thursday, October 25, 2018
Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives, Thursday, October 25, 2018
Transcripts  Transcripts Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives, Thursday, October 25, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital, Thursday, October 25, 2018
Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives, Thursday, October 25, 2018
On-Demand Web Programs  On-Demand Web Programs Advanced Swaps & Other Derivatives 2018, Wednesday, October 31, 2018, New York, NY
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