FacultyFaculty/Author Profile

Joseph P. DiMaria

U.S. Securities and Exchange Commission
Assistant Regional Director, New York Regional Office
New York, NY, USA

Joseph is an Assistant Regional Director in the SEC’s New York Regional Office’s Investment Adviser/Investment Company examination program.  Joseph started his career with the New York Regional Office as a Securities Compliance Examiner in 1986.  Joseph was promoted to Branch Chief in 1990 and promoted to his current role in 1994.  Joseph has supervised numerous examinations that have led to significant enforcement cases of investment advisers and investment companies.  In June of 2014 Joseph was awarded the SEC’s Distinguished Service Award.  This is the Commission’s highest honor and recognizes Joseph’s lifetime of major contributions to the work of the Commission.  Joseph is a graduate of Hofstra University.

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