FacultyFaculty/Author Profile
Joseph J. Sheirer

Joseph J. Sheirer

Financial Industry Regulatory Authority (FINRA)
District Director
Woodbridge, NJ, USA


Joseph J. Sheirer is the Director of FINRA’s New Jersey District Office. Mr. Sheirer oversees the Surveillance, Cycle Examination, and Cause Investigation Programs for member firms and associated persons located in New Jersey and New York (outside of the five boroughs of New York City and Long Island). Mr. Sheirer previously developed and oversaw FINRA’s national Membership Application Program group and worked in varying capacities in a number of other FINRA departments including Risk Oversight & Operational Regulation, Continuing Education, Testing, and Qualifications & Registration. Mr. Sheirer is a graduate of Brooklyn Law School and Drew University and is a member of the Bars of the States of New York and New Jersey.
Joseph J. Sheirer is associated with the following items:
Web Segment  Web Segment Broker-Dealer Exam Priorities and Hot Topics - Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018
MP3 Audio  MP3 Audio Broker-Dealer Exam Priorities and Hot Topics - Broker-Dealer Exam Priorities and Hot Topics, Monday, July 23, 2018
Transcripts  Transcripts Broker-Dealer Exam Priorities and Hot Topics - Broker-Dealer Exam Priorities and Hot Topics, Monday, July 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker-Dealer Exam Priorities and Hot Topics - Broker-Dealer Exam Priorities and Hot Topics, Monday, July 23, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2018, Monday, July 30, 2018, New York, NY
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