FacultyFaculty/Author Profile
John J. Huber

John J. Huber

FTI Consulting Inc.
Affiliate, Forensic and Litigation Consulting
Sarasota, FL, USA


EXPERIENCE

Affiliate to FTI Consulting, Inc.         April 2013-Present
Provides consulting services and expert witness testimony in the areas of securities offerings, strategic transactions, corporate disclosure, restatements, internal control over financial reporting and corporate governance. He will also provide assistance to companies facing SEC Staff comments, FCPA investigations and SEC enforcement actions, including deferred prosecution agreements and monitorships.

 

FTI Consulting, Inc.; Senior Managing Director     Feb. 2011-March 2013
Provided consulting services and expert witness testimony in the areas of securities offerings, strategic transactions, corporate disclosure, restatements, internal control over financial reporting and corporate governance. Also provides assistance to companies facing FCPA violations and SEC enforcement actions, such as deferred and non-prosecution agreements as well as monitorships.

 

Latham & Watkins LLP; Senior Partner and Of Counsel         April 1986-Jan. 2011
Counseled clients, including companies and investment banking firms, on securities offerings, tender offers and mergers. Advised companies and audit committees on a broad range of securities regulation issues, including securities law, accounting, restatements, internal control over financial reporting and corporate governance. One of three members of Latham’s National Office which advised over 400 corporate attorneys in 30 offices world-wide.

 

Securities and Exchange Commission, Washington, D.C.         1975-1986
After starting in the Division of Corporation Finance at the entry level position of branch attorney in 1975, became the draftsman in 1976 of the first permanent tender offer and going private rules, served in the Office of General Counsel in 1978, became the supervisor for the Division’s rulemaking program, including the integrated disclosure system in 1979, was named Deputy Director in 1981 and supervised the review function before being named Director in 1983 and supervised over 300 professionals and staff in administering the Securities Act of 1933, the reporting provisions of the Securities Exchange Act of 1934 and the Trust Indenture Act of 1939.

 

Clerk to the Wisconsin Securities Commissioner            1973-1974

PUBLICATIONS, PROFESSIONAL RECOGNITION and TEACHING

Listed in the 2011 Edition of Washington DC’s Best Lawyers survey in the Corporate Governance and Compliance Law, Mergers & Acquisitions Law and Securities Law categories.

Named one of the world’s leading practitioners in Corporate Governance by The International Who’s Who of Corporate Governance Lawyers 2010.

Editor of The Practitioner’s Guide to the Sarbanes-Oxley Act, published by the American Bar Association.

Former member of the NASD’s Corporate Financing Committee and former Chairman of the ABA’s

Subcommittee on Securities Registration and Task Force on Regulation Fair Disclosure.

Adjunct Professor at both Georgetown University Law Center and Washington School of Law of the

American University in Washington, D.C. from 1978 to 1986 teaching courses in Mergers and Acquisitions, Business Associations and Securities Regulation.

First recipient of the Manual F. Cohen Outstanding S.E.C. Young Lawyer award in 1978 conferred by the Securities Law Committee of the Federal Bar Association.

EDUCATION

LL.M. (Taxation), Georgetown University Law Center; Washington, DC

1978

J.D. cum laude, University of Wisconsin Law School; Madison, Wisconsin

1974

Masters Program, University of Wisconsin Graduate School, Madison, Wisconsin (September, 1968 to January, 1969) (left to enter U.S. Army)

 

B.A., History, with honors, University of Wisconsin, Madison, Wisconsin

1968

MILITARY SERVICE

U.S. Army, 1st LT, MI, 1969-1972

John J. Huber is associated with the following items:
Web Segment  Web Segment Private Securities Litigation: Navigating the Latest Challenges - 49th Annual Institute on Securities Regulation, Monday, November 13, 2017
CHB Chapters  CHB Chapters Leidos and MD&A: Seeing MD&A Through the Eyes of the SEC - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
MP3 Audio  MP3 Audio Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
On-Demand Web Programs  On-Demand Web Programs 49th Annual Institute on Securities Regulation, Sunday, December 03, 2017, New York, NY
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