FacultyFaculty/Author Profile
John H. Walsh

John H. Walsh

Sutherland Asbill & Brennan LLP

Washington, DC, USA


John H. Walsh joined Eversheds Sutherland (US) in October 2011. John represents investment advisers, registered and private funds, broker-dealers, and other securities firms.   He counsels clients on the full spectrum of compliance and regulatory issues, including the development of robust compliance controls, internal investigations, cooperation in examinations, and defense in enforcement investigations.  He also serves on Executive Compliance Committees.

Before joining Eversheds Sutherland John was a 23-year veteran of the Securities and Exchange Commission (SEC).  He served in the examination program, the Division of Enforcement, and as Special Counsel to former SEC Chairman Arthur Levitt.  He played a key role in designing and implementing the SEC's securities compliance examination practices, and served for many years as the examination program’s Chief Counsel, or senior lawyer.  In 2009-2010, he served as the program's Acting Director during a period of intense financial crisis.

John has published widely on a variety of legal, regulatory and compliance topics.  In 2016 he was elected to membership in the American Law Institute.

John H. Walsh is associated with the following items:
Web Segment  Web Segment Hot Button Enforcement Issues for Private Funds - Hedge and Private Fund Enforcement & Regulatory Developments 2016, Friday, December 02, 2016
MP3 Audio  MP3 Audio Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Friday, December 02, 2016
Transcripts  Transcripts Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Friday, December 02, 2016
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Friday, December 02, 2016
On-Demand Web Programs  On-Demand Web Programs Hedge and Private Fund Enforcement & Regulatory Developments 2016, Monday, December 12, 2016, New York, NY
Live Seminar  Live Seminar Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
Live Webcast  Live Webcast Hedge and Private Fund Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Indianapolis, IN
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New Brunswick , NJ
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Atlanta, GA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Mechanicsburg, PA
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