FacultyFaculty/Author Profile
John C. Roeser

John C. Roeser

U.S. Securities and Exchange Commission
Associate Director, Division of Trading and Markets
Washington, DC, USA


John C. Roeser is an Associate Director in the Division of Trading and Markets. In this position, he is responsible for the administration of the Division’s regulatory oversight responsibilities of U.S. securities exchanges and FINRA, alternative trading systems, and addresses issues involving market participants, products, and market structure. Mr. Roeser joined the staff in 1998. During his tenure, Mr. Roeser has received numerous SEC awards, including the SEC’s Jay Manning Award in 2008, which is given annually to an employee in the Division of Trading and Markets who demonstrates an outstanding commitment to excellence in preserving fair and honest markets. Mr. Roeser holds a bachelor’s degree from Michigan State University and graduated cum laude from Michigan State University College of Law. He received a master of laws in securities and financial regulation from Georgetown University Law Center.
John C. Roeser is associated with the following items:
Web Segment  Web Segment Trading and Markets - The SEC Speaks in 2018, Tuesday, February 27, 2018
MP3 Audio  MP3 Audio Trading and Markets - Trading and Markets, Tuesday, February 27, 2018
Transcripts  Transcripts Trading and Markets - Trading and Markets, Tuesday, February 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Trading and Markets - Trading and Markets, Tuesday, February 27, 2018
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Live Seminar  Live Seminar The SEC Speaks in 2019, Thursday, February 21, 2019, Washington, DC
Live Webcast  Live Webcast The SEC Speaks in 2019, Thursday, February 21, 2019, Washington, DC
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