FacultyFaculty/Author Profile

John C. Roeser

U.S. Securities and Exchange Commission
Associate Director, Division of Trading and Markets
Washington, DC, USA


John C. Roeser is an Associate Director in the Division of Trading and Markets. In this position, he is responsible for the administration of the Division’s regulatory oversight responsibilities of U.S. securities exchanges and FINRA, alternative trading systems, and addresses issues involving market participants, products, and market structure.  Mr. Roeser joined the staff in 1998.  During his tenure, Mr. Roeser has received numerous SEC awards, including the SEC’s Jay Manning Award in 2008, which is given annually to an employee in the Division of Trading and Markets who demonstrates an outstanding commitment to excellence in preserving fair and honest markets. Mr. Roeser holds a bachelor’s degree from Michigan State University and graduated cum laude from Michigan State University College of Law. He received a master of laws in securities and financial regulation from Georgetown University Law Center.
John C. Roeser is associated with the following items:
Web Segment  Web Segment Trading and Markets - SEC Speaks in 2017, Tuesday, February 28, 2017
MP3 Audio  MP3 Audio Trading and Markets - Trading and Markets, Tuesday, February 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Trading and Markets - Trading and Markets, Tuesday, February 28, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
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