FacultyFaculty/Author Profile

John C. Munch

SEI Investment Distribution Co
General Counsel
Oaks, PA, USA


John Munch has been a member of SEI’s Legal Team since 2001 and General Counsel of SEI Investments Distribution Co., SEI’s broker-dealer subsidiary, since 2004.  In addition, Mr. Munch leads the SEI Legal Department teams responsible for supporting SEI’s business units globally.  Prior to joining SEI, Mr. Munch was an associate with the law firm of Howard Rice Nemorvoski Canady Falk & Rabkin and, prior thereto, Seward & Kissel, specializing in the representation of mutual funds, investment advisers and broker-dealers.   Mr. Munch is a graduate of the University of Connecticut (B.A.) and Tulane Law School (J.D.).
John C. Munch is associated with the following items:
Web Segment  Web Segment Broker-Dealer Retail Wealth Management: The Regulatory Framework - Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Thursday, February 08, 2018
MP3 Audio  MP3 Audio Broker-Dealer Retail Wealth Management: The Regulatory Framework - Broker-Dealer Retail Wealth Management: The Regulatory Framework, Thursday, February 08, 2018
Transcripts  Transcripts Broker-Dealer Retail Wealth Management: The Regulatory Framework - Broker-Dealer Retail Wealth Management: The Regulatory Framework, Thursday, February 08, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker-Dealer Retail Wealth Management: The Regulatory Framework - Broker-Dealer Retail Wealth Management: The Regulatory Framework, Thursday, February 08, 2018
On-Demand Web Programs  On-Demand Web Programs Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 14, 2018, New York, NY
Treatise Chapters  Treatise Chapters Pay to Play - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Thursday, October 25, 2018
Live Seminar  Live Seminar Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, New York, NY
Live Webcast  Live Webcast Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Dually-Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, Nashville, TN
Dually-Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, Philadelphia, PA
Dually-Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, Mechanicsburg, PA
Dually-Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019, Pittsburgh, PA
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