FacultyFaculty/Author Profile
Jessica B. Hopper

Jessica B. Hopper

FINRA
Enforcement Deputy Chief, Senior Vice President, Regional Enforcement
New York, NY, USA


JESSICA HOPPER is FINRA’s Senior Vice President and Deputy Chief of Enforcement, responsible for the Regional Enforcement program in the 14 FINRA District Offices throughout the country. She joined FINRA Enforcement in 2004 and served as a Director in FINRA’s Washington D.C. home office until 2011. Prior to joining FINRA, from 2000 to 2004 she was part of Legg Mason Wood Walker, Inc.’s Legal & Compliance team, where her responsibilities focused on retail sales compliance. She began her career as a litigation attorney in private practice.
Jessica B. Hopper is associated with the following items:
Web Segment  Web Segment The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Friday, September 29, 2017
SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
MP3 Audio  MP3 Audio The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals - The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals , Friday, September 29, 2017
SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers, Tuesday, October 17, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals - The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals , Friday, September 29, 2017
SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers, Tuesday, October 17, 2017
On-Demand Web Programs  On-Demand Web Programs Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, October 04, 2017, New York, NY
Broker/Dealer Regulation and Enforcement 2017, Wednesday, October 18, 2017, New York, NY
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