FacultyFaculty/Author Profile
Jessica B. Hopper

Jessica B. Hopper

FINRA
Enforcement Deputy Chief, Senior Vice President, Regional Enforcement
New York City, NY, USA


JESSICA HOPPER is FINRA’s Senior Vice President and Deputy Chief of Enforcement, responsible for the Regional Enforcement program in the 14 FINRA District Offices throughout the country. She joined FINRA Enforcement in 2004 and served as a Director in FINRA’s Washington D.C. home office until 2011. Prior to joining FINRA, from 2000 to 2004 she was part of Legg Mason Wood Walker, Inc.’s Legal & Compliance team, where her responsibilities focused on retail sales compliance. She began her career as a litigation attorney in private practice.
Jessica B. Hopper is associated with the following items:
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals - The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals , Friday, September 29, 2017
Retail Investors: The New Enforcement Frontier? - Retail Investors: The New Enforcement Frontier?, Monday, May 14, 2018
Web Segment  Web Segment Retail Investors: The New Enforcement Frontier?, Monday, May 14, 2018
MP3 Audio  MP3 Audio Retail Investors: The New Enforcement Frontier? - Retail Investors: The New Enforcement Frontier?, Monday, May 14, 2018
Transcripts  Transcripts Retail Investors: The New Enforcement Frontier? - Retail Investors: The New Enforcement Frontier?, Monday, May 14, 2018
On-Demand Web Programs  On-Demand Web Programs Enforcement 2018: Perspectives from Government Agencies, Wednesday, May 16, 2018, New York, NY
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