FacultyFaculty/Author Profile

Jeffrey Kaplan

Dimond Kaplan & Rothstein PA
Miami, FL, USA

Jeff is a founding shareholder of Dimond Kaplan & Rothstein, P.A. He is an AV-rated lawyer who focuses his practice on securities arbitration and plaintiff-side class action litigation. He also represents securities-industry professionals in U-4, U-5, compensation, and promissory note disputes. Jeff routinely has been named a “Top Lawyer” by the South Florida Legal Guide and has been named a Top Rated Lawyer in Southern California by ALM (formerly American Lawyer Media). From 2012 through 2015, he served on the National Arbitration and Mediation Committee (NAMC), an advisory committee that makes recommendations and drafts rules, regulations, and procedures governing FINRA arbitration. Jeff has extensive experience handling FINRA, NYSE, and AAA securities arbitration matters. He has authored a number of articles on stockbroker misconduct issues and often serves as a guest lecturer to investor groups, accountants, and other professionals regarding securities fraud and stockbroker misconduct.

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