FacultyFaculty/Author Profile

Jeffrey C. Morton

ACA Compliance Group

Morristown, NJ, USA

Jeffrey C. Morton is a partner and co-founder of ACA.  Among other things, Mr. Morton is responsible for conducting mock SEC inspections and compliance program reviews of investment advisers, hedge fund managers and private equity funds.  Prior to forming ACA, Mr. Morton spent over five years as a Securities Compliance Examiner and Staff Accountant in the SEC’s Office of Compliance Inspections and Examinations in Washington, D.C.

Mr. Morton speaks at numerous industry-sponsored conferences on a variety of topics, including:  compliance benchmarking and testing and private equity and hedge fund compliance.  Mr. Morton is also the co-founder of the New York City Chief Compliance Officer’s Roundtable, which meets semi-annually to discuss hot SEC and other regulatory compliance issues.

Mr. Morton graduated from the University of Scranton and is a member of National Society of Compliance Professionals, Advisory Board of the Private Equity CFO Association (NY Chapter), Institutional Investor’s U.S. Institute Advisory Council, the Managed Funds Association, and the Alternative Investment Management Association (AIMA).  Mr. Morton also serves on the board of directors of Elwyn Inc., a non-profit organization recognized nationally and internationally for the education and care of individuals with special needs.

Jeffrey C. Morton is associated with the following items:
Treatise Chapters  Treatise Chapters Gifts and Entertainment - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Friday, June 22, 2018

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