FacultyFaculty/Author Profile
Jay M. Lippman

Jay M. Lippman

Exiger
Managing Director
New York, NY, USA


Jay is a Managing Director for Exiger based in the firm’s New York Office. He works for Exiger’s Advisory Practice and focuses on providing services to financial institutions with a focus on Financial Crime Compliance and Fraud.  Jay previously worked twice for the Global Financial Crimes Compliance Department at J.P. Morgan Chase. He was on the advisory team covering the Corporate & Investment Bank and had been the designated Anti-Money-Laundering (“AML”) Officer for J.P. Morgan Securities LLC and J.P. Morgan Clearing Corp. Jay also served as a vice-president with Goldman Sachs & Co. serving within the Compliance Surveillance Strategy Group as the AML Representative for the US Securities Division. (Nov. 2013 - April 2015). He was the AML Officer for Bear Stearns Securities Corp. (May 2007-March 2008). Prior to joining Bear Stearns, Jay served as a director and regulatory counsel in the compliance department of Nomura Securities International, Inc. where he was the AML Officer for the firm. (June 2005 - March 2007).  At Bear Stearns, JP Morgan, and Goldman Sachs he provided Financial Crime Compliance advisory services to Prime Brokerage Units. He also worked for NASD’s Department of Enforcement for over eight (8) years before joining Nomura, served as an Assistant District Attorney in the New York County District Attorney’s Office for over four (4) years and as a Principal Court Attorney for a New York County Acting Supreme Court Justice for over four (4) years. Jay holds a BA from Columbia University and a JD from SUNY Buffalo School of Law.

Jay M. Lippman is associated with the following items:
Live Seminar  Live Seminar Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, New York, NY
Live Webcast  Live Webcast Hedge and Private Fund Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018 , Tuesday, October 09, 2018, Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, New Brunswick , NJ
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, Mechanicsburg, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, Atlanta, GA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018, Tuesday, October 09, 2018, Nashville, TN
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.