FacultyFaculty/Author Profile
Jason C. Roberts

Jason C. Roberts

Pension Resource Institute, LLC
Chief Executive Officer
Overland Park, KS, USA


Jason C. Roberts, Esq. is the Founder and CEO of the Pension

Resource Institute (PRI), a firm that delivers strategic consulting, compliance, training and technology-based solutions to retirement plan sponsors, service providers and investment companies.

He is also a founder and shareholder at Retirement Law Group (RLG) a law firm specializing in ERISA- and investment-related matters. Prior to founding PRI and RLG, Jason was a partner and co-chair of the Financial Services Group at a leading ERISA law firm and the head of the Investment Fiduciary practice for a prominent securities industry legal defense firm.

Jason has been repeatedly recognized as one of the “100 Most

Influential in Defined Contribution” by the 401(k) Wire and a “Rising Star” by SuperLawyers Magazine. In 2015, he was selected by InvestmentNews as one of the “Top 40 Advisors and Associated Professionals under 40” in the financial planning industry.

Jason has published numerous articles focusing on ERISA and securities compliance, fiduciary best practices and is a frequent speaker at retirement plan and financial industry conferences. He is a contributing author and faculty member for the Practicing Law Institute. Jason is also currently serving a two-year term as an advisor to the finance committee for the Beach Cities Health District.

Jason received his B.S.B.A. in Finance & Banking from the University of Missouri and his J.D. from UCLA Law School.

Jason C. Roberts is associated with the following items:
Web Segment  Web Segment Dual-Registrant Advice in the Retirement Marketplace - Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, Friday, February 10, 2017
CHB Chapters  CHB Chapters DOL Fiduciary Rule: Impact Analysis & Action Items for Dual-Registrants (December 11, 2016) - Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, Friday, February 10, 2017
MP3 Audio  MP3 Audio Dual-Registrant Advice in the Retirement Marketplace - Dual-Registrant Advice in the Retirement Marketplace, Friday, February 10, 2017
Transcripts  Transcripts Dual-Registrant Advice in the Retirement Marketplace - Dual-Registrant Advice in the Retirement Marketplace, Friday, February 10, 2017
Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants - Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, Tuesday, February 14, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Dual-Registrant Advice in the Retirement Marketplace - Dual-Registrant Advice in the Retirement Marketplace, Friday, February 10, 2017
On-Demand Web Programs  On-Demand Web Programs Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, Tuesday, February 14, 2017, New York, NY
Treatise Chapters  Treatise Chapters ERISA Compliance: Practical Considerations & Best Practices for Broker-Dealers; and Appendices 42A-A to 42A-B - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
ERISA Compliance: Practical Considerations & Best Practices for Broker-Dealers and Advisers and Their Representatives That Sell or Service Retirement Plans; and Appendices 49A-A to 49A-B - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law, Tuesday, October 24, 2017
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