Narrow Your Results
Narrow Your Results


Programs & Webcasts





Search for programs by jurisdiction or CLE credit type:

  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  



Search for Programs with CPD Credits in:



Showing 1 Results

List View Table View

Barbara S. Lorenzen

Faculty  Faculty

Barbara S. Lorenzen, National Associate Director, for Clearance, Settlement and Transfer Agents, U.S. Securities & Exchange Commission.  Ms. Lorenzen joined the Commission on January 5, 2009 as the Chicago Regional Associate Director for Broker/Dealer Examinations.  In that role she was responsible for the Commission’s compliance examinations of registered broker-dealers and transfer agents located in the nine-state region covered ...More

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.