FacultyFaculty/Author Profile

James Lopez

U.S. Securities and Exchange Commission
Legal Branch Chief, Disclosure Operations, Division of Corporation Finance
Washington, DC, USA

James Lopez is the Legal Branch Chief in one of 12 Assistant Director Offices in the Division of Corporation Finance at the U.S. Securities and Exchange Commission.  Mr. Lopez helps oversee and coordinate the review process of filings by companies in the beverages, apparel, and mining industries.  The review process helps companies in their compliance with the applicable disclosure and filing requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934.  From 2002 to 2005, Mr. Lopez was an associate with the law firm of Wilmer Hale.  Mr. Lopez earned a B.A. from Ohio University and received his J.D. from The University of Cincinnati where he was an associate member of the University of Cincinnati Law Review.

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