FacultyFaculty/Author Profile

James Daly

Securities and Exchange Commission
Associate Director, Division of Corporation Finance
Washington, DC, USA

James M. Daly is an Associate Director (Disclosure Operations) in the Division of Corporation Finance at the U.S. Securities and Exchange Commission. In this position, he is a member of the Division's senior management with responsibility for policy and strategic decision-making for its full disclosure program and direct supervision of  the Offices of Financial Services I and II. Prior to assuming this position, he served the Division in various capacities examining and supervising the review of disclosure documents in a number of industries related to public sales of securities, periodic reporting, and transactions requiring shareholder approvals under the federal securities laws.

Mr. Daly earned a B.A. from Tulane University and a Masters of Business Administration in Finance from the University of New Orleans.


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