FacultyFaculty/Author Profile

James M. Daly

U.S. Securities and Exchange Commission
Associate Director, Division of Corporation Finance
Washington, DC, USA


James M. Daly is an Associate Director (Disclosure Operations) in the Division of Corporation Finance at the U.S. Securities and Exchange Commission. In this position, he is a member of the Division’s senior management with responsibility for policy, operations and strategic decision-making for its full disclosure program. Prior to assuming this position, he served the Division in various capacities examining and supervising the review of disclosure documents in a wide variety of industries related to public sales of securities, periodic reporting, and transactions requiring shareholder approvals under the federal securities laws.

Mr. Daly earned a B.A. from Tulane University and a Masters of Business Administration in Finance from the University of New Orleans.
James M. Daly is associated with the following items:
Live Seminar  Live Seminar The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
Live Webcast  Live Webcast The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
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