FacultyFaculty/Author Profile
James A. Brigagliano

James A. Brigagliano

Sidley Austin LLP

Washington, DC, USA


JAMIE BRIGAGLIANO is a partner in the Securities & Derivatives Enforcement and Regulatory group. He advises broker-dealers and hedge funds on a broad variety of regulatory, enforcement, compliance, and transactional matters. Jamie focuses his practice in particular on SEC and Finra rules governing trading by broker-dealers and hedge funds, and broker-dealer registration and conduct rules. Among those areas in particular are rules governing: Short Sales (Regulation SHO and Rule 105), Research, Regulations M, NMS, and ATS, Order Handling, and Best Execution. Jamie’s practice is recognized by Chambers USA (Band 2) and The Best Lawyers in America (Securities Regulation). In the 2016 edition of Chambers USA,  Jamie “ is described as ‘extremely knowledgeable and helpful" and "a very smart trading lawyer’ by interviewees, who point to his impressive regulatory compliance work with broker-dealers, hedge funds and other financial institutions as evidence of his growing prominence within the industry.”
James A. Brigagliano is associated with the following items:
CHB Chapters  CHB Chapters 2017 Regulatory Update - Broker/Dealer Regulation and Enforcement 2017, Wednesday, October 18, 2017
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