FacultyFaculty/Author Profile

J. David Montague

Bank of America
Associate General Counsel, Regulatory Inquiries Group
New York, NY, USA

David leads the team of attorneys who handle the most significant regulatory matters arising out of the broker-dealer’s institutional businesses.  With more than thirty-five years of industry experience, he has broad and deep knowledge of global business, legal, compliance and risk issues.

After five years of private practice, David joined Merrill Lynch in 1983.  Since then, he has taken on numerous legal and compliance roles including equity trading counsel in New York and London, general counsel for all businesses in Australia, New Zealand and Papua New Guinea, and general counsel for the institutional businesses in Europe, Middle East and Africa.  

David has an A.B. from Indiana University and a J.D. from Northwestern University School of Law.  He has appeared on panels sponsored by SIFMA-CL, NASAA and PLI.


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