FacultyFaculty/Author Profile
Herbert F. Janick, III

Herbert F. Janick, III

Sidley Austin LLP

Portland, ME, USA

Herb Janick
Sidley Austin LLP

Herb Janick conducts a general securities regulatory and enforcement defense practice that draws on his experience as general counsel of UBS Financial Services (formerly PaineWebber, Inc.) and a senior member of the SEC’s Enforcement Division. As general counsel, Herb supervised the Legal & Compliance functions for all of PaineWebber’s retail investment banking and capital markets businesses as well as the handling of regulatory matters arising out of the asset management business. Prior to joining Sidley Austin LLP last month, Herb was a partner at Bingham McCutchen LLP for the past nine years. Herb’s practice includes conducting internal investigations and reviews, providing advice concerning compliance systems and controls, and representing broker-dealers, investment advisors, hedge funds, public companies and senior corporate officers in connection with investigations by the SEC, DOJ, other federal regulators, FINRA, the PCAOB, and various state regulators and attorneys general. Herb has been recognized by Chambers USA: America’s Leading Lawyers for Business in the areas of Securities Regulation and Enforcement for each of the last five years.

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