transcript   Transcript

Helplines, Investigations and Responding to Misconduct

Recorded on: Jun. 4, 2018
Running Time: 01:01:50

Full Transcript:

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Taken from the Web Program Compliance & Ethics Essentials 2018 Recorded June 2018 in New York

Helplines, Investigations and Responding to Misconduct [01:01:50]
  • Managing helplines and responding to reports
  • Combating the fear of retaliation
  • Best practices for conducting internal investigations
  • Maintaining the attorney-client (and other) privileges

Stephen C. King, Howard Sklar, James R. Turner

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Internal Investigations
    Scott R. Lassar
Stephen C. King ~ Senior Vice-President, Counsel, Investigations, Mastercard
Howard Sklar ~ Executive Director, JPMorgan Chase & Co.
James R. Turner ~ Compliance Director, Alabama Power Company
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