FacultyFaculty/Author Profile

Helene K. McGee

U.S. Securities and Exchange Commission
Deputy Associate Director, FINRA and Securities Industry Oversight (FSIO), Office of Compliance Inspections and Examinations
Washington, DC, USA


Helene McGee is an Assistant Director in the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations.  She serves as an Assistant Director in OCIE’s Office of Market Oversight.  The Office of Market Oversight is responsible for conducting inspections of self-regulatory organizations, including the national securities exchanges, FINRA and MSRB.   Ms. McGee received a J.D. with honors from The George Washington University Law School and a B.A. cum laude from Wellesley College. 

Helene K. McGee is associated with the following items:
Live Seminar  Live Seminar The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
Live Webcast  Live Webcast The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
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