FacultyFaculty/Author Profile
Helene K. McGee

Helene K. McGee

U.S. Securities and Exchange Commission
Deputy Associate Director, FINRA and Securities Industry Oversight (FSIO), Office of Compliance Inspections and Examinations
Washington, DC, USA


Helene is the Deputy Associate Director of the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’ Office of FINRA and Securities Industry Oversight (FSIO). FSIO is responsible for examining FINRA and the MSRB. Prior to joining FSIO, Helene was an Assistant Director in OCIE’s Office of Market Oversight responsible for conducting inspections of the National Securities Exchanges, FINRA, MSRB, and SIPC. Helene received a J.D. with honors from The George Washington University and a B.A. cum laude from Wellesley College.

Helene K. McGee is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
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