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Heather L. Maples

Heather L. Maples

U.S. Securities and Exchange Commission
Senior Special Counsel
Washington, DC, USA

Heather L. Maples is a Senior Special Counsel in the Office of Chief Counsel, Division of Corporation Finance, of the Securities and Exchange Commission.  Since joining the office in 2004, she has provided legal and interpretive advice on a wide range of issues arising under the federal securities laws, with a focus on corporate governance requirements and listing standards, shareholder proposals, implementation of the Securities Offering Reform rules, and the JOBS Act.  She has also been involved in Commission rulemakings on a number of topics, including say-on-pay, independent compensation committees, the U.S. proxy system, proxy access, and Regulation AB.  From 1998 to 2004, Ms. Maples served as an Attorney-Advisor for the Division’s Healthcare and Insurance and Transportation and Leisure disclosure review groups.  Ms. Maples received her J.D. from the University of Virginia School of Law, where she served as an Executive Editor of the Virginia Environmental Law Journal, and her B.A. in Government, cum laude, from the College of William and Mary.

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