FacultyFaculty/Author Profile
Giulio Girardi

Giulio Girardi

U.S. Securities and Exchange Commission
Branch Chief, Office of Risk Assessment, Division of Economic and Risk Analysis
Washington, DC, USA

Giulio is a Supervisory Financial Economist at the Securities and Exchange Commission. His work involves developing analytical tools that are utilized across the Commission (i) to identify risks or securities law violations (ii) and to assist the Commission in efficiently allocating resources by prioritizing inspections on registrants with higher risk of deficiencies, manipulation and fraud. While at the SEC, Giulio has focused on developing a model currently used by the Office of Compliance Inspections and Examinations as part of their Broker-Dealers exam candidate selection process. Recently, Giulio worked on risk assessment initiatives in the Investment Companies space and started supporting the SEC’s Division of Enforcement in detection of insider trading in derivatives markets. Giulio holds a Ph.D. in Economics; he has published articles in peer-reviewed journals and was recently awarded the Graham-Dodd Award of excellence in research and financial writing for best paper in the Financial Analyst Journal in 2016.
Giulio Girardi is associated with the following items:
Web Segment  Web Segment Economic and Risk Analysis - The SEC Speaks in 2018, Tuesday, February 27, 2018
MP3 Audio  MP3 Audio Economic and Risk Analysis - Economic and Risk Analysis, Tuesday, February 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Economic and Risk Analysis - Economic and Risk Analysis, Tuesday, February 27, 2018
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.