transcript   Transcript

Fund Litigation

Recorded on: May. 15, 2018
Running Time: 01:00:37

Full Transcript:

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Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2018 Recorded May 2018 in New York

Fund Litigation [01:00:37]
  • Private rights of action:  who can – and can’t – sue
  • Disclosure cases
  • Excessive fees – how the courts have interpreted the “reasonable” requirement
  • Recent developments and the future of fund litigation

Chih-Pin Lu, Lori A. Martin

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Excessive Fee Litigation and The Investment Company Act of 1940
    Lori A. Martin

Presentation Material
  • Excessive Fee Litigation, Contract Renewal and Share Class Developments
    Chih-Pin Lu, Lori A. Martin
  • (s)
    Chih-Pin Lu ~ Chief Counsel, Asset Management Group, Raymond James Financial,Inc
    Lori A. Martin ~ WilmerHale LLP
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