transcript   Transcript

Fund Anatomy

Recorded on: Apr. 21, 2017
Running Time: 01:14:58

Full Transcript:



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Taken from the Web Program Basics of Mutual Funds and Other Registered Investment Companies 2017 recorded April , 2017 in New York.

Fund Anatomy [01:14:58]
  • “Independent Watchdogs”: the critical role of the fund board
  • The difference between open-end and closed-end funds, and why it matters
  • Sponsoring and Managing the Portfolio: the investment adviser
  • The Supporting Cast: other key service providers
  • How the regulations seek to protect investors
  • How liquidity and leverage proposals will change mutual fund structure and operation
  • Practical tips on forming and registering a fund
Gregory N. Bressler, Kathryn L. Quirk, Bibb L. Strench

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Fund Anatomy
    Bibb L. Strench
(s)
Gregory N Bressler ~ General Counsel, SunAmerica Asset Management, LLC
Kathryn L Quirk ~ Goldman Sachs Asset Management (Retired)
Bibb L Strench ~ Thompson Hine LLP
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