FacultyFaculty/Author Profile

Frederick Wertheim

Sullivan & Cromwell LLP

New York, NY, USA


Frederick Wertheim is a partner of Sullivan & Cromwell LLP, New York, with a broad-based securities practice specializing in the regulation of broker-dealers and in investment management matters. He graduated from Harvard University (B.A., 1982) and New York University School of Law (J.D., 1987).
Frederick Wertheim is associated with the following items:
Treatise Chapters  Treatise Chapters Broker-Dealer and Associated Person Registration - Broker-Dealer Regulation (2nd Edition), Friday, September 22, 2017
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