FacultyFaculty/Author Profile
Frank J. Cuccio

Frank J. Cuccio

Bressler, Amery & Ross, P.C.

Florham Park, NJ, USA


Frank J. Cuccio is a Principal at Bressler, Amery & Ross, P.C. and primarily works in the firm’s New Jersey office. Frank represents many types of clients from large institutions to individuals in the financial services industry. He started in the financial services industry in 1986 and has more than a decade of in-house experience with several nationally recognized brokerage firms. He was a registered representative, supervised teams in brokerage operations, and has been General Counsel for two trading firms. Frank has litigated numerous matters, handled regulatory investigations, negotiated business and employment contracts, and has dealt with many forms of transactional and operational issues.

Frank is currently the First Vice Chair of NJSBA Securities Committee as well as on the faculty of the Practicing Law Institute. He is a member of the SIFMA Compliance and Legal Society, the Securities Sub-committee of the American Bar Association’s Litigation Section, the National Society of Compliance Professionals and the New Jersey Defense Association.
Frank J. Cuccio is associated with the following items:
Web Segment  Web Segment FINRA Arbitration - Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018
MP3 Audio  MP3 Audio FINRA Arbitration - FINRA Arbitration, Monday, July 23, 2018
Transcripts  Transcripts FINRA Arbitration - FINRA Arbitration, Monday, July 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg FINRA Arbitration - FINRA Arbitration, Monday, July 23, 2018
CHB Chapters  CHB Chapters Brian J. Ellis and Kathryn Burfitt Rockwood, Bressler, Amery & Ross, P.C., Securities Law Alert, Federal Agency Moves to Block Mandatory Arbitration for Financial Disputes (July 12, 2017) - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
Brian J. Ellis and Kathryn Burfitt Rockwood, Bressler, Amery & Ross, P.C., Securities Law Alert, 51-50 Vote Defeats Rule Banning Mandatory Arbitration (October 25, 2017) - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
Brian J. Ellis and Kathryn Burfitt Rockwood, Bressler, Amery & Ross, P.C., Securities Law Alert, Consumer Financial Protection Bureau Rule—One Step Closer to Repeal (July 26, 2017) - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
Kathryn Burfitt Rockwood, Bressler, Amery & Ross, P.C., Securities Law Alert, Sixth Circuit Broadly Applies “Arises in Connection with Business Activities” to Compel Mandatory Arbitration (January 9, 2018) - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
Brian J. Ellis and Kathryn Burfitt Rockwood, Bressler, Amery & Ross, P.C., Securities Law Alert, Time Is Ticking for Efforts to Repeal the Consumer Financial Protection Bureau Rule (October 24, 2017) - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2018, Monday, July 30, 2018, New York, NY
Treatise Chapters  Treatise Chapters Arbitration of a Securities Customer Dispute Before FINRA—A Primer on the Practice - Broker-Dealer Regulation (Second Edition), Monday, September 24, 2018
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