FacultyFaculty/Author Profile
Frances  McLeod

Frances McLeod

Forensic Risk Alliance
Founding Partner
Washington, DC, USA


Frances McLeod is a co-founder and the managing partner of Forensic Risk Alliance (FRA). She is a former investment banker and has over 24 years of experience advising diverse clients on sanctions, anti-corruption, fraud, internal controls, asset tracing, and money laundering issues.

Frances has been deeply involved in all of FRA’s compliance monitorship work, to include US DOJ and SEC FCPA monitorships,  one New York Department of Financial Services bank monitorship, the Ferguson City monitorship, a PCAOB monitorship and a US DOJ fraud related monitorship.

She led the team providing technical advice to the Asia Pacific group on money laundering under a mandate from the Asian Development Bank, drawing on her knowledge of alternative banking systems and offshore havens, and has provided expert advice in terrorism financing litigation cases.  She has also served as an expert witness on counter terror financing in litigation involving an international bank.

She led FRA's UN Oil-For-Food (OFF) investigation work, including an analysis of the function of the OFF escrow account managed from New York by a global bank.

Frances has extensive experience in addressing complex international data transfer issues whether in regulatory investigations or cross border litigation.  She lead the FRA team responding to anti-corruption investigation data requests in all jurisdictions for Alstom in the US, UK, Brazil, Indonesia, Poland, Sweden, etc., which included addressing French data privacy and Blocking Statute issues.

An Oxford graduate, Frances was responsible for the design and implementation of claim evaluation and administration systems for the US$1.3 billion Swiss bank andUS$2.5 billion German slave labour Holocaust settlements.

Frances speaks English, German, French, and Mandarin Chinese. Prior to co-founding FRA in 1999, Frances worked in the mergers and acquisitions divisions of Lazard and Schroders in London and HSBC in Indonesia. She holds a master's degree from Wadham College, Oxford.

Who’s Who Legal: 2017 says: Frances Mcleod is "excellent with clients" who consider her "creative and extremely easy to work with".

Frances McLeod is associated with the following items:
Web Segment  Web Segment FCPA Investigations and Enforcement: Developments and Updates - White Collar Crime 2017: Prosecutors and Regulators Speak, Thursday, October 05, 2017
MP3 Audio  MP3 Audio FCPA Investigations and Enforcement: Developments and Updates - FCPA Investigations and Enforcement: Developments and Updates, Thursday, October 05, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg FCPA Investigations and Enforcement: Developments and Updates - FCPA Investigations and Enforcement: Developments and Updates, Thursday, October 05, 2017
On-Demand Web Programs  On-Demand Web Programs White Collar Crime 2017: Prosecutors and Regulators Speak, Saturday, October 07, 2017, New York, NY
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