transcript   Transcript

Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies

Recorded on: Nov. 12, 2018
Running Time: 01:00:16

Full Transcript:



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Taken from the Web Program 50th Annual Institute on Securities Regulation Recorded November 2018 in New York

Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies [01:00:16]
  • Securities law issues in venture rounds and late-stage financings
  • Liquidity issues for private companies
  • Advising the IPO candidate on dual-class stock structure
  • Public and private financings by smaller reporting companies
  • Alternative offering options and reverse mergers

Moderator: Steven E. Bochner

Panelists: David N. Feldman, Anna T. Pinedo, Jennifer A. Zepralka

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Wilson Sonsini Goodrich & Rosati, The Entrepreneurs Report, Private Company Financing Trends, From the WSGR Database: Financing Trends for 1H 2018
    Steven E. Bochner
  • Wilson Sonsini Goodrich & Rosati, Practitioner Insight, Why the SEC Thinks Most Tokens Are Securities and When the SEC Thinks a Token Might Stop Being a Security (August 1, 2018)
    Steven E. Bochner
  • Gordon Davidson and Alyssa Zhang, SEC Concept Release Requests Comments on Changes to Rule 701 (August 9, 2018)
    Gordon K. Davidson
  • Selected Blog Posts Regarding Regulation A+ and Smaller Reporting Companies
    David N. Feldman
  • Mayer Brown, Mezzanine Private Placements (Chart)
    Anna T. Pinedo
  • Anna T. Pinedo and James R. Tanenbaum, Ch.13: Staying Private, Practising Law Institute, Exempt and Hybrid Securities Offerings (3rd Edition) (2017)
    Anna T. Pinedo
  • Anna T. Pinedo and James R. Tanenbaum, Ch.15: Traditional PIPE Transactions, Practising Law Institute, Exempt and Hybrid Securities Offerings (3rd Edition) (2017)
    Anna T. Pinedo
Presentation Material
  • Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies
    Steven E. Bochner, David N. Feldman, Anna T. Pinedo, Jennifer A. Zepralka
  • (s)
    Steven E. Bochner ~ Wilson Sonsini Goodrich & Rosati
    David N. Feldman ~ Duane Morris LLP
    Anna T. Pinedo ~ Mayer Brown LLP
    Jennifer A. Zepralka ~ Chief, Office of Small Business Policy, Division of Corporation Finance, U.S. Securities and Exchange Commission
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