Course Handbook  Course Handbook

Financial Services Technology 2017: Avoidance of Risk

Publication Date: May 2017 Number of Volumes: 1
ISBN Number: 9781402428951 Page Count: 412 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Technology Law in the Digital Age: A regularly-updated digest of notable developments (April 2016) Richard Raysman ~ Holland & Knight LLP
Chapter 2: The NIST Cybersecurity Framework John Rogers ~ Managing Director and Chief Information Security Officer – Americas, BNP Paribas
Richard Raysman ~ Holland & Knight LLP
Chapter 3: Framework for Improving Critical Infrastructure Cybersecurity (February 12, 2014)
Chapter 4: Draft Framework for Improving Critical Infrastructure Cybersecurity (January 10, 2017)
Chapter 5: Cybersecurity Requirements for Financial Services Companies, 23 NYCRR 500 (effective March 1, 2017)
Chapter 6: Examination Priorities for 2017
Chapter 7: Cybersecurity Guidance
Chapter 8: In the Matter of Galen J. Marsh, Respondent. Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions, Administrative Proceeding File No. 3-17279 (June 8, 2016)
Chapter 9: In the Matter of Morgan Stanley Smith Barney LLC, Respondent. Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Administrative Proceeding File No. 3-17280 (June 8, 2016)
Chapter 10: Broadly Drafted Software Licenses and Their Enforcement Richard Raysman ~ Holland & Knight LLP
Peter Brown ~ Peter Brown & Associates PLLC
Chapter 11: Guidance on Managing Outsourcing Risk
Chapter 12: Cyber Attacks: Prevention and Proactive Responses Vince Farhat ~ Holland & Knight LLP
Richard Raysman ~ Holland & Knight LLP
Bridget McCarthy ~ Holland & Knight LLP
John Canale ~ Holland & Knight LLP
Index

This Course Handbook was compiled for the program, Financial Services Technology 2017 Avoidance of Risk.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Richard Raysman, Holland & Knight LLP
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Financial Services Technology 2018: Avoidance of Risk May. 7, 2018

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