transcript   Transcript

Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2018 Edition

Recorded on: Jun. 12, 2018
Running Time: 00:57:50

Full Transcript:



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Taken from the Web Program Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues Recorded June 2018 in New York

Evolving Ethical and Liability Challenges for Audit Committee Advisors: 2018 Edition [00:57:50]

• The SEC goes after lawyers and auditors: recent enforcement actions
• SEC reporting up rules and conflicting ethical obligations
• When should a lawyer say “no” to an innovative deal?
• Common pitfalls: how in-house and outside legal advisors get into trouble

Panel Leader: John F. Olson; Speakers: Avi Weitzman, Antonio Yanez, Michael R. Young

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • NYCLA Committee on Professional Ethics Formal Opinion 746 (October 7, 2013)
    John F. Olson
  • SEC Press Release: SEC Announces Its Largest-Ever Whistleblower Awards (March 19, 2018)
    John F. Olson
  • SEC Release No. 34-82897, Whistleblower Award Proceeding
    John F. Olson
  • Digital Realty Trust, Inc. v. Somers (February 21, 2018)
    John F. Olson
  • Wadler v. Bio-Rad Laboratories, Inc., Appellant Letter to 9th Circuit Referencing Digital Realty Trust (March 5, 2018)
    John F. Olson
  • SEC Amicus Curiae Brief in Wadler (December 13, 2016)
    John F. Olson
  • SEC Release No. 34-82557, In the Matter of Brian Sweet, CPA (January 22, 2018)
    John F. Olson
  • SEC Release No. 34-82556, In the Matter of Cynthia Holder, CPA, Jeffrey Wada, CPA, David Middendorf, CPA, Thomas Whittle, CPA, and David Britt, CPA (January 22, 2018)
    John F. Olson
  • Chairman Jay Clayton, Statement on Charges Against Former KPMG and PCAOB Personnel (January 22, 2018)
    John F. Olson
  • Laccetti v. SEC (March 23, 2018)
    John F. Olson
  • PCAOB News Release: PCAOB Announces $1.5 Million Settlement with Grant Thornton for Quality Control Violations and Audit Failures (December 20, 2017)
    John F. Olson
  • SEC Press Release: SEC Obtains Bars and Suspensions Against Individuals and Accounting Firm in Shell Factory Scheme (February 16, 2018)
    John F. Olson
  • SEC Release No. 34-81396, In the Matter of KPMG LLP and John Riordan, CPA (August 15, 2017)
    John F. Olson
  • SEC Chairman Jay Clayton, Statement on Cryptocurrencies and Initial Coin Offerings (December 11, 2017)
    John F. Olson
  • Section 330 of the United Kingdom’s Proceeds of Crime Act 2002
    John F. Olson
  • Money Laundering Regulations 2017: Consultation (June 26, 2017)
    John F. Olson
Presentation Material
  • Evolving Ethical and Liability Challenges for Audit Committee Advisers: 2018 Edition
    John F. Olson
  • (s)
    John F Olson ~ Gibson, Dunn & Crutcher LLP
    Avi Weitzman ~ Gibson Dunn & Crutcher LLP
    Antonio Yanez, Jr. ~ Willkie Farr & Gallagher LLP
    Michael R Young ~ Willkie Farr & Gallagher LLP
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