transcript   Transcript

Ethics for Compliance Lawyers and Compliance Officers

Recorded on: Jun. 4, 2018
Running Time: 01:01:58

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Compliance & Ethics Essentials 2018 Recorded June 2018 in New York

Ethics for Compliance Lawyers and Compliance Officers [01:01:58]
  • Risk assessment, program assessment and attorney-client privilege
  • Ethical obligations for lawyers and compliance officers
  • Can lawyers or compliance officers be whistleblowers?
  • What compliance program communications can (and should) be privileged?

Timothy Heine, Adam Siegel

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Ethical Considerations in Compliance: Professional and Substantive—Selected Background Information (February 1, 2018)
    Theodore L. Banks
  • Compliance Developments and Concerns for 2018, Compliance & Ethics Professional, January 2018, at 73
    Rebecca Walker
  • Learning from Wells Fargo
    Jeffrey M. Kaplan
  • Was the Grand Inquisitor Right (About Compliance)?
    Jeffrey M. Kaplan
Presentation Material
  • Ethics for Compliance Lawyers and Compliance Officers Panel PowerPoint
    Timothy Heine, Adam Siegel
  • (s)
    Timothy Heine ~ Senior Vice President, Managing Counsel, American Express
    Adam Siegel ~ Freshfields Bruckhaus Deringer LLP
    Share
    Email
    Transcript FAQ's
    • How Can I Access Transcripts?
      You must be a Member in good standing.

    • Can I access the Video?
      Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

    • Can I get CLE credit for reading the transcript?
      No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.
    
    • FOLLOW PLI:
    • twitter
    • LinkedIn
    • YouTube
    • RSS

    All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

    © 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.