transcript   Transcript

Ethics, Due Diligence and the Offering Process

Recorded on: Mar. 6, 2018
Running Time: 01:46:15

Full Transcript:

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Taken from the Web Program Securities Offerings 2018: A Public Offering from Start to Finish held March 2018 in New York
Ethics, Due Diligence and the Offering Process [01:46:15]
  • Professional liability provisions and remedies under the Securities Act (MRPC 1.13)
  • Importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations (MRPC 4.1)
  • Role of participants in the offering process, including avoiding ethical pitfalls (MRPC 4.1)
  • Ethical issues in the underwriting process:  Lawyers as gatekeepers (MRPC 1.6)

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Lawyers as Gatekeepers in the Underwriting Process (March 2017)
    Sophia Hudson

Presentation Material

  • Ethics, Due Diligence and the Offering Process
    D. Scott Bennett
  •  Ethics, Due Diligence and the Offering Process
    James A. Harrod
  • Ethics, Due Diligence and the Offering Process
    Sophia Hudson
  • Ethics, Due Diligence and the Offering Process
    Sophia Hudson
D. Scott Bennett ~ Cravath Swaine & Moore LLP
David K. Boston ~ Willkie Farr & Gallagher LLP
LizabethAnn R. Eisen ~ Cravath, Swaine & Moore LLP
James A. Harrod ~ Bernstein Litowitz Berger & Grossman LLP
Sophia Hudson ~ Davis Polk & Wardwell LLP
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