transcript   Transcript

Ethics, Due Diligence and the Offering Process

Recorded on: Mar. 6, 2018
Running Time: 01:46:15

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Securities Offerings 2018: A Public Offering from Start to Finish held March 2018 in New York
 
Ethics, Due Diligence and the Offering Process [01:46:15]
  • Professional liability provisions and remedies under the Securities Act (MRPC 1.13)
  • Importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations (MRPC 4.1)
  • Role of participants in the offering process, including avoiding ethical pitfalls (MRPC 4.1)
  • Ethical issues in the underwriting process:  Lawyers as gatekeepers (MRPC 1.6)

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Lawyers as Gatekeepers in the Underwriting Process (March 2017)
    Sophia Hudson

Presentation Material

  • Ethics, Due Diligence and the Offering Process
    D. Scott Bennett
  •  Ethics, Due Diligence and the Offering Process
    James A. Harrod
  • Ethics, Due Diligence and the Offering Process
    Sophia Hudson
  • Ethics, Due Diligence and the Offering Process
    Sophia Hudson
(s)
D. Scott Bennett ~ Cravath Swaine & Moore LLP
David K Boston ~ Willkie Farr & Gallagher LLP
LizabethAnn R Eisen ~ Cravath, Swaine & Moore LLP
James A Harrod ~ Bernstein Litowitz Berger & Grossman LLP
Sophia Hudson ~ Davis Polk & Wardwell LLP
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.