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Ethical, Practical, and Legal Considerations for Litigating Against Pro Se Parties in Securities Arbitration Hearings

Recorded on: Sep. 28, 2017
Running Time: 00:58:28

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Taken from the Web Program Securities Arbitration 2017 recorded September 2017 in New York.

Ethical, Practical, and Legal Considerations for Litigating Against Pro Se Parties in Securities Arbitration Hearings [00:58:28]

  • Pre-Hearing Interactions with a Pro Se parties
    • ABA Model Rules of Professional Conduct Rule 4.3 and Rule 1.7
  • Techniques to Apply During Hearings against pro se parties
    • ABA Model Rules of Professional Conduct Rule 3.3 and Rule 2.4
  • Giving pro se parties Wide Latitude to Present their Cases
    • ABA Model Rules of Professional Conduct Rule 3.4 and Rule 3.5
  • Settlement Negotiations with pro se Claimants
    • ABA Model Rules of Professional Conduct Rule 4.3, Rule 1.7 and Rule 2.4

Moderator: Harry Walters
Panelists: Diane Ciccone, Jill Clarke, Bruce Sanders, Joseph S. Simms


The purchase price of this segment includes the following article from the Course Handbook available online:

  • Ethical, Practical, and Legal Considerations for Litigating Against Pro Se Parties in Securities Arbitration Hearings
    Joseph S. Simms, Harry T. Walters, Bruce Sanders, Diane Ciccone, Jill Clarke
(s)
Diane Ciccone ~ Law Office of Diane Ciccone
Jill Clarke ~ Janney Montgomery Scott
Bruce Sanders ~ Howard University School of Law
Joseph S Simms ~ Koehler Fitzgerald LLC
Harry T Walters ~ Managing Director, Legal and Compliance, Morgan Stanley Wealth Management
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