transcript   Transcript

Ethical Issues for the Transaction Lawyer in a Global Practice

Recorded on: Jan. 23, 2017
Running Time: 01:00:43

Full Transcript:



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Taken from the Web Program Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice recorded January, 2017 in London.

Ethical Issues for the Transaction Lawyer in a Global Practice [01:00:43]
  • Recent material developments in relevant ethics rules
  • Ethics limitations on the seconded lawyer
  • Conflicts of interest
  • Who is the client of lawyer for the underwriting syndicate
  • Reporting up

Moderator: Robert H. Mundheim
Speakers: Rob Evans, Hans-Michael Giesen, Stephen Woodward


The purchase price of this segment includes the following article from the Course Handbook available online:

  • German Lawyers’ Professional Regulations (October 21, 2016)
    Hans-Michael Giesen
  • Recent U.S. Developments: Rule 8.4
    Robert H. Mundheim
  • Hypothetical I—Secondments
    Robert H. Mundheim
  • Supporting Materials for Hypothetical I—Secondments
    Robert H. Mundheim
  • Hypothetical II—Up the Ladder Reporting
    Robert H. Mundheim
  • Supporting Materials for Hypothetical II—Up the Ladder Reporting
    Robert H. Mundheim
  • Hypothetical III—Underwriting Syndicate Counsel
    Robert H. Mundheim
  • Supporting Materials for Hypothetical III—Underwriting Syndicate Counsel
    Robert H. Mundheim
(s)
Robert Evans III ~ Deputy Director, Legal and Regulatory Policy, Division of Corporation Finance, U.S. Securities and Exchange Commission
Hans-Michael Giesen ~ Giesen Heidbrink
Robert H Mundheim ~ Shearman & Sterling LLP
Stephen Woodward ~ Managing Director, EMEA Head of Litigation & Regulatory Investigations, Citi
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