transcript   Transcript

Ethical Challenges

Recorded on: Jan. 31, 2017
Running Time: 01:08:03

Full Transcript:

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Taken from the Web Program Understanding Financial Products 2017 recorded January, 2017 in New York.

Ethical Challenges [01:08:03]
  • The Policy Framework:  Lawyers as Gatekeepers
  • The Legal Framework:  Rule 102(e) and Sarbanes-Oxley Attorney Conduct Rules
  • Corporate/Securities Counsel Liability for "Failure to Supervise"
  • Collateral Consequences:  Attorneys as Witnesses
  • SEC Focus on Defense Counsel
  • Attorneys as Whistleblowers
  • State Bar Enforcement

Presentation Material

  • Ethical Challenges
    Charles F Walker
Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
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