transcript   Transcript

Ethical Challenges

Recorded on: Jan. 26, 2018
Running Time: 00:59:37

Full Transcript:

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Taken from the Web Program Understanding Financial Products 2018 Recorded January 2018 in New York

Ethical Challenges [00:59:36]
  • The Policy Framework:  Lawyers as Gatekeepers
  • The Legal Framework:  Rule 102(e) and Sarbanes-Oxley Attorney Conduct Rules
  • Corporate/Securities Counsel Liability for "Failure to Supervise"
  • Collateral Consequences:  Attorneys as Witnesses
  • SEC Focus on Defense Counsel
  • Attorneys as Whistleblowers
  • State Bar Enforcement

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
    Charles F. Walker, Katherine V. Lesker, Alexandra M. Arango, Sydney P. Sgambato
Presentation Material
  • Ethical Challenges
    Charles F Walker


    Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
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