transcript   Transcript

Establishing an Effective Private Fund Compliance Program

Recorded on: Dec. 2, 2016
Running Time: 01:00:17

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Hedge and Private Fund Enforcement & Regulatory Developments 2016 recorded December, 2016 in New York.

Establishing an Effective Private Fund Compliance Program [01:00:17]
  • CCO liability – where it stands with the regulators
  • Conflicts of interest and related party transactions – identification, monitoring and testing
  • Compliance’s role in valuations
  • Oversight of expert networks and third party consultants
  • Cybersecurity and business continuity planning
  • Conducting effective compliance testing

Speakers: Kenneth Burke, Bruce Karpati, Trevor Wiessmann

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Trends in Private Equity and Hedge Fund Enforcement 2016
    Joan E. McKown, Jocelin R. Hody
  • Hot Button Enforcement Issues for Private Funds
    Deborah R. Meshulam, Bradley E. Phipps
Kenneth Burke ~ TPG Special Situations Partners
Bruce Karpati ~ Global Chief Compliance Officer and Counsel, Kohlberg Kravis Roberts & Co. L.P.
Trevor Wiessmann ~ General Counsel & Chief Compliance Officer, Mudrick Capital Management, L.P.
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.