transcript   Transcript

Establishing an Effective Private Fund Compliance Program

Recorded on: Dec. 2, 2016
Running Time: 01:00:17

Full Transcript:



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Taken from the Web Program Hedge and Private Fund Enforcement & Regulatory Developments 2016 recorded December, 2016 in New York.

Establishing an Effective Private Fund Compliance Program [01:00:17]
  • CCO liability – where it stands with the regulators
  • Conflicts of interest and related party transactions – identification, monitoring and testing
  • Compliance’s role in valuations
  • Oversight of expert networks and third party consultants
  • Cybersecurity and business continuity planning
  • Conducting effective compliance testing

Speakers: Kenneth Burke, Bruce Karpati, Trevor Wiessmann

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Trends in Private Equity and Hedge Fund Enforcement 2016
    Joan E. McKown, Jocelin R. Hody
  • Hot Button Enforcement Issues for Private Funds
    Deborah R. Meshulam, Bradley E. Phipps
(s)
Kenneth Burke ~ TPG Special Situations Partners
Bruce Karpati ~ Global Chief Compliance Officer and Counsel, Kohlberg Kravis Roberts & Co. L.P.
Trevor Wiessmann ~ General Counsel & Chief Compliance Officer, Mudrick Capital Management, L.P.
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