FacultyFaculty/Author Profile

Eric C Freed

American Skandia Life Assurance Corp

Shelton, CT, USA

Eric C. Freed  focuses his practice on federal securities laws, particularly the Investment Company Act of 1940 and the Investment Advisers Act of 1940. He advises mutual fund and investment adviser clients on a wide range of legal, regulatory and compliance matters. His prior legal experience includes serving as Senior Counsel, Securities, for a Connecticut financial services company offering variable insurance products and mutual funds. He was primarily responsible for the continued registration and compliance of the company’s management investment companies, both those sold in the retail market and those used as vehicles for the investment of variable annuity and variable life insurance assets. Prior to that position, Mr. Freed was a Special Counsel and Senior Attorney for the Division of Investment Management of the SEC, where his responsibilities included reviewing and preparing no-action letters and rulemaking releases regarding investment companies and investment advisers.

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