FacultyFaculty/Author Profile

Eric B. Garvey

U.S. Securities and Exchange Commission
Assistant Director, Office of Clearance and Settlement, Office of Compliance Inspections and Examinations
Washington, DC, USA


Eric Garvey is an Assistant Director in the SEC’s Office of Compliance Inspections and Examinations, and has been with the Commission since 2003.  In his current role, Mr. Garvey supervises staff in the Office of Clearance and Settlement that coordinates the SEC’s Regional Offices implementation of the National Examination Program’s transfer agent examinations.  Prior to joining the SEC, Mr. Garvey was an attorney in private practice in DC specializing in securities and financial services.  Mr. Garvey graduated from the Columbus School of Law at The Catholic University of America.
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