FacultyFaculty/Author Profile
Emily Rowland

Emily Rowland

U.S. Securities and Exchange Commission
Investment Adviser Regulation Office, Division of Investment Management
Washington, DC, USA


Emily Rowland is a Senior Counsel in the Investment Adviser Regulation Office within the Division of Investment Management at the SEC.  This office is responsible for investment adviser rulemaking and guidance.  Since joining the SEC she has been involved with rulemakings, including the proposed Form CRS Relationship Summary.  Prior to joining the SEC, Ms. Rowland was Associate General Counsel and Chief Compliance Officer at a family office and private equity firm.  Before that she was an Associate at law firms in New York City.  She is a graduate of Dartmouth College and the University of Pennsylvania Law School.

Emily Rowland is associated with the following items:
Web Segment  Web Segment How Do Investment Advisers Register; The Disclosure Regime; The Advisers’ Fiduciary Duty - Fundamentals of Investment Adviser Regulation 2018, Wednesday, June 27, 2018
MP3 Audio  MP3 Audio How Do Investment Advisers Register; The Disclosure Regime; The Advisers’ Fiduciary Duty - How Do Investment Advisers Register; The Disclosure Regime; The Advisers’ Fiduciary Duty, Wednesday, June 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg How Do Investment Advisers Register; The Disclosure Regime; The Advisers’ Fiduciary Duty - How Do Investment Advisers Register; The Disclosure Regime; The Advisers’ Fiduciary Duty, Wednesday, June 27, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2018, Monday, July 02, 2018, New York, NY
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