FacultyFaculty/Author Profile

Emily P. Gordy

FINRA
Senior Vice President, Enforcement
Rockville, MD, USA


Emily P. Gordy is Senior Vice President in FINRA’s Enforcement Department, with principal responsibility for addressing policy issues impacting the Enforcement program.   Ms. Gordy has held a variety of positions at FINRA, including responsibility for day-to-day management of the home office enforcement program and the regional enforcement program.  Prior to joining Enforcement, she provided guidance to the District Offices on a wide range of legal and policy issues impacting the examination program.  Prior to joining FINRA, Ms. Gordy spent thirteen years with the SEC, first in the Office of the General Counsel and then with the Division of Enforcement, Office of Chief Counsel.  At the time of her departure, she was serving as Deputy Chief Counsel.
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